-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GsWPtRbnnBBHg1j7amSQSk+FZrGEjBnJ60e47+TSJCYfvwGYZlL/jAHs5dTKNVdg 8/OXwaz7Ji++9U1R05lQmQ== 0001116284-09-000005.txt : 20090206 0001116284-09-000005.hdr.sgml : 20090206 20090206150853 ACCESSION NUMBER: 0001116284-09-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090206 DATE AS OF CHANGE: 20090206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXFO ELECTRO OPTICAL ENGINEERING INC CENTRAL INDEX KEY: 0001116284 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 980131231 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59259 FILM NUMBER: 09576852 BUSINESS ADDRESS: STREET 1: 400 GODIN AVENUE CITY: VANIER STATE: A8 ZIP: G1M 2K2 BUSINESS PHONE: 4186830211 MAIL ADDRESS: STREET 1: 400 GODIN AVENUE CITY: VANIER STATE: A8 ZIP: G1M 2K2 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EXFO ELECTRO OPTICAL ENGINEERING INC CENTRAL INDEX KEY: 0001116284 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 980131231 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 400 GODIN AVENUE CITY: VANIER STATE: A8 ZIP: G1M 2K2 BUSINESS PHONE: 4186830211 MAIL ADDRESS: STREET 1: 400 GODIN AVENUE CITY: VANIER STATE: A8 ZIP: G1M 2K2 SC 13G/A 1 sc13ga3_2008.htm AMENDMENT NO. 3 sc13ga3_2008.htm


 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C.  20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
 
EXFO Electro-Optical Engineering Inc. /
EXFO Ingénierie electro-optique inc.
(Name of Issuer)

 
 Subordinate Voting Shares, no par value
Multiple Voting Shares
(Title of Class of Securities)
 
302043 10 4
(CUSIP Number)
 
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 Rule 13d-1(b)     __
 
 Rule 13d-1(c)     __
 
 Rule 13d-1(d)     X
 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 



 
Page 1 of 8 pages

 

CUSIP NO.  302043 10 4                                                      13G
 
 
 
1.
 
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person (entities only)
 
 
 
Germain Lamonde (personnally and through Fiducie Germain Lamonde & G. Lamonde Investissements Financiers Inc.)

2.
Check the Appropriate Box if a Member of a Group
 
(a) __
(b)  X 
 

3.
S.E.C. Use Only
 
   

4.
Citizenship or Place of Organization
 
 
Canada

Number of Shares Beneficially Owned by Each Reporting Person with:
(5) Sole Voting Power
36,643,000 Multiple Voting Shares
4,363 Subordinate Voting Shares
(6) Shared Voting Power
Nil
(7) Sole Dispositive Power
36,643,000 Multiple Voting Shares
(8) Shared Dispositive Power
Nil
       
       
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
Multiple Voting Shares
 
36,643,000
 
Subordinate Voting Shares
 
 
4,363

10.
Check if the Aggregate Amount in Row (9) Excludes Certain
 
Shares     _____
 

11.
Percent of Class Represented by Amount in Row 9
         
   
% Class
% Total
%Vote
1,900,000
Fiducie Germain Lamonde
5.19
3.19
4.88
34,743,000
G. Lamonde Investissements Financiers Inc.
94.81
58.32
89.23
4,363
Germain Lamonde
0.02
0.01
0.00

12.
Type of Reporting Person
 
IN
 
 
 
 
 
Page 2 of 8 pages

 

CUSIP NO.  302043 10 4                                                      13G

 
1.
 
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person (entities only)
 
 
 
Fiducie Germain Lamonde

2.
Check the Appropriate Box if a Member of a Group
 
(a) __
(b)  X 
 

3.
S.E.C. Use Only
 
   

4.
Citizenship or Place of Organization
 
 
Quebec, Canada

Number of Shares Beneficially Owned by Each Reporting Person with:
(5) Sole Voting Power
1,900,000 Multiple Voting Shares
(6) Shared Voting Power
Nil
(7) Sole Dispositive Power
1,900,000 Multiple Voting Shares
(8) Shared Dispositive Power
Nil
       
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
Multiple Voting Shares
 
1,900,000
 
Subordinate Voting Shares
 
 
Ø

10.
Check if the Aggregate Amount in Row (9) Excludes Certain
 
Shares     _____
 

11.
Percent of Class Represented by Amount in Row 9
         
   
% Class
% Total
%Vote
1,900,000
Fiducie Germain Lamonde
 
5.19
3.19
4.88

12.
Type of Reporting Person
 
OO


 
Page 3 of 8 pages

 

CUSIP NO.  302043 10 4                                                      13G

 
1.
 
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person (entities only)
 
 
 
G. Lamonde Investissements Financiers Inc.

2.
Check the Appropriate Box if a Member of a Group
 
(a) __
(b)  X 
 

3.
S.E.C. Use Only
 
   

4.
Citizenship or Place of Organization
 
 
Quebec, Canada

Number of Shares Beneficially Owned by Each Reporting Person with:
(5) Sole Voting Power
34,743,000 Multiple Voting Shares
(6) Shared Voting Power
Nil
(7) Sole Dispositive Power
34,743,000 Multiple Voting Shares
(8) Shared Dispositive Power
Nil
       
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
Multiple Voting Shares
 
34,743,000
 
Subordinate Voting Shares
 
 
Ø

10.
Check if the Aggregate Amount in Row (9) Excludes Certain
 
Shares     _____
 

11.
Percent of Class Represented by Amount in Row 9
         
   
% Class
% Total
%Vote
34,743,000
G. Lamonde Investissements Financiers Inc.
 
94.81
58.32
89.23

12.
Type of Reporting Person
 
CO


 
Page 4 of 8 pages

 

CUSIP NO.  302043 10 4                                                      13G

 
1.
 
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person (entities only)
 
 
 
Germain Lamonde

2.
Check the Appropriate Box if a Member of a Group
 
(a) __
(b)  X 
 
 
3.
S.E.C. Use Only
 
   

4.
Citizenship or Place of Organization
 
 
Quebec, Canada

Number of Shares Beneficially Owned by Each Reporting Person with:
(5) Sole Voting Power
4,363 Subordinate Voting Shares
(6) Shared Voting Power
Nil
(7) Sole Dispositive Power
4,363 Subordinate Voting Shares
(8) Shared Dispositive Power
Nil
       
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
Multiple Voting Shares
 
Ø
 
Subordinate Voting Shares
 
 
4,363

10.
Check if the Aggregate Amount in Row (9) Excludes Certain
 
Shares     _____
 

11.
Percent of Class Represented by Amount in Row 9
         
   
% Class
% Total
%Vote
4,363
Germain Lamonde
0.02
0.01
0.00

12.
Type of Reporting Person
 
IN
 
 
 
Page 5 of 8 pages

 


ITEM 1.
NAME OF ISSUER
 
The name of the issuer is EXFO Electro-Optical Engineering Inc./EXFO Ingénierie électro-optique inc.
 
EXFO’s principal executive offices are located at 400 Godin Avenue, Quebec, Quebec G1M 2K2, Canada.
 
 
ITEM 2(a).
NAME OF PERSON FILING
 
This Schedule 13G is being filed on behalf of the following persons (the "Reporting Persons"):
 
(i) Germain Lamonde ("Mr. Lamonde");
(ii) Fiducie Germain Lamonde (“FGL”); and
(iii) G. Lamonde Investissements Financiers Inc. (“GLIF”).
 
 
ITEM 2(b).
ADDRESS OF PRINCIPAL BUSINESS OFFICE:
 
Germain Lamonde: 3044 Henri-Bernatchez, St-Augustin-de-Desmaures, Quebec, Canada, G3A 2Y1
 
FGL, GILF: C/o EXFO Electro-Optical Engineering Inc., 400 Godin Avenue, Quebec, Quebec G1M 2K2, Canada.
 
 
ITEM 2(c).
CITIZENSHIP:
 
Mr. Lamonde: a Canadian citizen.
 
FGL: a trust existing pursuant to Quebec law, Canada.
 
GLIF: a corporation existing pursuant to the Companies Act of Québec, Canada.
 
 
ITEM 2(d).
TITLE OF CLASS OF SECURITIES:
 
Multiple Voting Shares
 
Subordinate Voting Shares
 
 
ITEM 2(e).
CUSIP NUMBER:
 
302043 10 4
 
 
ITEM 3.
No changes.


 
Page 6 of 8 pages

 


ITEM 4.
OWNERSHIP
 
As of December 31, 2008, Mr. Lamonde beneficially owns an aggregate of 36,643,000 Multiple Voting Shares and 4,363 Subordinate Voting Shares which represent approximately 94.11% of the voting power in EXFO and 61.52% of the issued and outstanding shares of EXFO, being 36,643,00 Multiple Voting Shares and 22,930,178 Subordinate Voting Shares.  Mr. Lamonde has the sole power to vote or direct the vote of 36,643,000 Multiple Voting Shares and 4,363 Subordinate Voting Shares and the sole power to dispose or to direct the disposition of 36,643,000 Multiple Voting Shares and 4,363 Subordinate Voting Shares.  Of the 36,643,000 Multiple Voting Shares beneficially owned by Mr. Lamonde, 34,743,000 Multiple Voting Shares are held of record by GLIF, 1,900,000 Multiple Voting Shares are held of record by FGL and 4,363 Subordinate Voting Shares are held of record by Mr. Lamonde.  GLIF is controlled by Mr. Lamonde, and the FGL is a family trust for the benefit of Mr. Lamonde and members of his family.
 
ITEM 5.
OWNERSHIP OF FIVE PERCENT OR LESS
 
No changes.
 
 
ITEM 6.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
 
No changes.
 
 
ITEM 7.
IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
 
No changes.
 
 
ITEM 8.
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
 
No changes.
 
 
ITEM 9.
NOTICE OF DISSOLUTION OF THE GROUP
 
No changes.
 
 
ITEM 10.
CERTIFICATION
 
No changes.


 
Page 7 of 8 pages

 


SIGNATURES
 
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
 

 
Dated:        February 6th, 2009
 
 
 
/s/ Germain Lamonde
Germain Lamonde
 
 
 
FIDUCIE GERMAIN LAMONDE
 
 
By  /s/ Germain Lamonde
Name: Germain Lamonde
Title: Trustee
 
 
 
G. LAMONDE INVESTISSEMENTS FINANCIERS INC.
 
 
By /s/ Germain Lamonde
Name : Germain Lamonde
Title : President


 
Page 8 of 8 pages

 

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